Jun 18, 2024 | Due Diligence, Executive Background Checks | ExecCheck, Investigations, Thought Leadership
The Securities and Exchange Commission (SEC) announced that it filed 784 total enforcement actions in fiscal year 2023, a three percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an eight percent increase over the...
Jun 10, 2024 | Due Diligence, Thought Leadership
Originally published July 14, 2023 Investment Company Act. False Claims Act. Securities Act. Advisers Act. These and many other compliance regulations exist to prevent fraudulent activities on the part of private equity firms and their portfolio companies. Yet,...
