Jun 18, 2024 | Due Diligence, Executive Background Checks | ExecCheck, Investigations, Thought Leadership
The Securities and Exchange Commission (SEC) announced that it filed 784 total enforcement actions in fiscal year 2023, a three percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an eight percent increase over the...
Jun 10, 2024 | Due Diligence, Thought Leadership
Originally published July 14, 2023 Investment Company Act. False Claims Act. Securities Act. Advisers Act. These and many other compliance regulations exist to prevent fraudulent activities on the part of private equity firms and their portfolio companies. Yet,...
Mar 23, 2023 | Compliance, Due Diligence, Thought Leadership
4 Compliance Priorities That Are Driving the Need for Enhanced Due Diligence Compliance professionals are no strangers to the evolving regulatory and political landscapes that frame their work. Remaining vigilant of new and developing priorities and understanding how...
Jan 27, 2023 | Due Diligence, Global Proficiency, Thought Leadership
In 2022, business activity in Australia far surpassed projections for the year. An October survey from National Australia Bank Ltd (NAB) showed its index of business conditions climbed 3 points to +25 in September, far above its long-run average. Firms are actively...
