Viewing entries tagged
due diligence

Anemic Compliance: Money Laundering’s Gateway Drug

Anemic Compliance: Money Laundering’s Gateway Drug

Compliance professionals are aware that substandard anti-money laundering (AML) processes and procedures and insufficient know-your-customer screening can open the floodgates for financial crime. Even with this knowledge, the high-profile scandal engulfing Denmark’s largest financial institution, Danske Bank, is a vivid reminder of the monumental scale of legal and reputational risks that arise from inattention to internal controls.

Cutting Corners on Compliance Only Makes More Corners

Cutting Corners on Compliance Only Makes More Corners

Recent developments on the US and foreign law enforcement fronts, alongside signals of a potential shift in Bank Secrecy Act (BSA) obligations, renew pressure on entities to ensure that the quality of their beneficial ownership compliance and third-party screening practices meets rising expectations. 

Headlines and Business Risk: How We Stay Aligned

Headlines and Business Risk: How We Stay Aligned

Geopolitical upheaval, simmering trade wars, and shifting regulatory and legal norms demand thoughtful recalibration of business risks. They also require diligence and investigative capabilities that are agile and up to date.

IPO Diligence is Different. So Are We.

IPO Diligence is Different. So Are We.

The IPO process is a formidable one. The accountability of a soon-to-be public company, as well as the underwriters and attorneys that represent them, necessitates a level of scrutiny and pre-listing ongoing diligence that goes deeper, farther, and wider than nearly any other type of transactional due diligence.

Introducing ImpactCheck

Introducing ImpactCheck

We’re bringing our professional risk management, compliance, and due diligence toolkit to the field of impact investing.